Compliance Officer

Compliance Officer


We are now looking for a Compliance Officer to join our Nasdaq Compliance team in Stockholm. Nasdaq is recognized around the globe as a diversified worldwide financial technology, trading and information services provider to the capital markets serving businesses and investors from over 50 offices in 26 countries across six continents and in every capital market.


As a Compliance Officer, you will be part of the core compliance team focusingon compliance and audits for Nasdaqs Nordic regulated entities. You will work in a small team of driven and dedicated compliance officers and lawyers reporting to the European Head of Compliance.


Your role and responsibilities:


Working with management of one or more of the regulated entities such as the Stock Exchange Nasdaq Stockholm and operational departments to formalize and maintain policies and procedures to ensure that the business is compliant with applicable securities laws and EU regulation
Ensure that appropriate safeguards are in place to prevent, detect and correct compliance failures
Participate in the maintenance and development of a solid compliance framework for the regulated entities
Manage the relationship with supervisory authorities and other regulators for one or more of the regulated entities
Interface with management to develop new compliance policies and procedures, as necessary
Reporting to the Board of Directors in relation to compliance matters on a quarterly basis
Prepare, maintain and update all written supervisory and operating procedures
Follow up on new regulation and engage with relevant internal stakeholders and regulators to ensure compliant implementation


We expect you to have:


Masters of law preferred
At least 3-5 years of relevant experience within compliance within a financial institution
Experience within compliance controls and audits and working with regulatory entities
Experience with compliance
Experience within law is a merit
Proven experience in providing regulatory guidance and advice
Ability to work independently, although close together with team members, and has strong communication skills


To suit this position, you are a team player but also enjoy working individually and you thrive to produce high quality work within deadlines. In addition, you are used to assume responsibility and are detailed oriented and self-driven.


You enjoy a fast pace working environment. Furthermore, your English and Swedish language skills (both written and spoken) are fluent.


Does this sound like you?


This is a full time position located in Stockholm, Sweden. As the process is ongoing, please submit your application in English as soon as possible.


Come as you are


Nasdaq is an equal opportunity employer. We positively encourage applications from suitably qualified and eligible candidates regardless of age, color, disability, national origin, ancestry, race, religion, gender, sexual orientation, gender identity and/or expression, veteran status, genetic information or any other status protected by applicable law.




Nasdaq is a leading global provider of trading, clearing, exchange technology, listing, information, and public company services. As the creator of the world's first electronic stock market, its technology powers more than 100 marketplaces in 50 countries. Nasdaq is home to over 4,000 total listings with a market value of approximately $12 trillion. To learn more, about our business visit business.nasdaq.com.


Nasdaq is an equal opportunity employer. We positively encourage applications from suitably qualified and eligible candidates regardless of age, color, disability, national origin, ancestry, race, religion, gender, sexual orientation, gender identity and/or expression, veteran status, genetic information or any other status protected by applicable law.


Apply online: http://nasdaqinc.contacthr.com/76762346