RIA FINANCIAL SERVICES SWEDEN AB

Job Description:

RIA Financial Services Sweden AB is looking for a multi-lingual Compliance Assistant who will provide support to the local compliance officer, providing guidance to various areas of the business to ensure that the companies’ practices comply with applicable laws and internal policies.


The successful candidate will be in charge of the following responsibilities:
Review of agent activity by ensuring that transactions carried out at our agent locations comply with internal AML policies.
Prepare and file STR’s for suspicious activity detected at the agent location or during the consumer or agent transaction review.
Provide compliance training to the agents and employees.
Assess the agent’s knowledge of AML regulations.
Prepare and submit reports after the training and auditing of the agents/agent locations.
Follow-up on outstanding issues and recommendations encountered during the audits.
Perform in-depth analysis of transactions to detect unusual/suspicious activity.
Review of prospect agents’ applications.
Respond to inquiries from authorities.
Participate in the creation of new policies.
Assist in identifying risks and improving mitigation
measures within the company.



Qualifications and skills:

Very accurate and with high integrity
Independent, multi-tasking ability
Interested in Compliance
Proficient in MS Office
Fluent Swedish and English
Higher education is advantageous
Experience and knowledge of AML issues in a financial institution is advantageous