Securities Market Lawyer - Regulatory Compliance

Securities Market Lawyer - Regulatory Compliance


Why Nasdaq


When you work at Nasdaq, you’re working for more open and transparent markets so that more people can access opportunities. Connections can be made, jobs can be created, and communities thrive. We want all our employees to have access to opportunities, too. That means planning for career growth, ensuring you have the tools you need, and promoting an inclusive culture where we’re all valued for our unique perspectives.


Here, you will work for a global tech leader committed to breaking down barriers to inclusive prosperity. We see technology as a means to free people up to work together more productively and effectively by centralizing data, analytics, and market intelligence.


Here, we’re committed to building a more diverse and inclusive workforce. Not only is it our responsibility to do better, but we also need representative voices to power the fresh thinking that is vital for our business and our clients.


What We Offer


This is an opportunity for you, a lawyer active within the securities market, to become part of the world’s leading exchange, working in a team of experts combined with lawyers and compliance professionals, ensuring we maintain the market’s confidence daily.




You will be part of the Enforcement & Investigations Team which supervises the issuers’ ongoing compliance naturally focused on the disclosure obligations – particularly disclosure of inside information according to the Market Abuse Regulation, the Corporate Governance Code, good practice and takeover rules. We are frequently engaged in rule development projects – internally and externally – and as speakers in different forums. In addition, we regularly arrange seminars in Exchange Rules for board members and executives of listed companies.


What You Will Do


As a Legal Counsel in this team, you will engage in all our duties, specifically in legal matters such as investigations regarding suspected violations of the rules and preparing cases for referral to Nasdaq Stockholm’s Disciplinary Committee. You will engage in seminars arranged by Nasdaq and the dialogue with issuers and advisors that seek our guidance on regulatory matters.


What We Expect


To thrive in this role, besides having a genuine interest in the financial markets and sharing our view that an efficient regulation is a cornerstone of well-functioning markets, we believe that you have:


An LL.M. (Master of Laws)
A couple of years of professional experience, preferably within the securities market area, experience from a top-tier law firm is a merit
Experience from financial regulations and providing regulatory guidance is a merit
Experience in performing judicial enquiry
Experience from public speaking
Ability to work independently and efficiently in an open and service-minded manner
High levels of attention to detail
Ability to quickly learn in new areas of law
Excellent communication skills, and proficiency in the Swedish and English language, both written and speaking


At Nasdaq, we strive to challenge the status quo and always look for new ways to do things to improve and exceed the collective goals of our teams, company, and customers. A strong inner drive and adaptability are therefore essential to succeed at Nasdaq.


This is a full-time position located in Stockholm, Sweden. Nasdaq operates in a hybrid set-up and it is required to be in at least 2 days per week in the office. As the process is ongoing, please submit your application in English as soon as possible.


*Please note that we do not accept applications via email


About Nasdaq Stockholm
Our Stockholm office is located in the harbor area of Frihamnen, we have a private commuter shuttle running in the morning and evening hours between the office and the Karlaplan metro stop. Our office offers free parking, secure bike storage, and bike/e-bike lending. The office also features a gym and recreational sports room, as well as a restaurant and snack shop.


We offer our employees a strong compensation package that includes annual bonuses, equity grants, as well as an employee stock purchase program. Nasdaq Sweden provides its employees with 32 days of annual vacation (plus 1 additional flex day every two months), a generous pension plan, health insurance, career development programs, and more. We advocate flexible ways of working and have a hybrid remote/in-office setting.


Come as You Are


Nasdaq is an equal opportunity employer. We positively encourage applications from suitably qualified and eligible candidates regardless of age, color, disability, national origin, ancestry, race, religion, gender, sexual orientation, gender identity and/or expression, veteran status, genetic information, or any other status protected by applicable law.


We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request an accommodation.


Apply online: http://nasdaqinc.contacthr.com/123364182